Broker-Dealer Operations

"SunGard Pursues More Prime Broker, Hedge Fund Use For Martini…." Operations Management 13.5 (2006): 12-12. Business Source Premier. 25 June 2006. http://search.epnet.com.

Talluri, Srinivas, Wenming Chung, and Ram Narasimhan. "An optimization model for phased supplier integration into e-procurement systems." IIE Transactions 38.5 (2006): 389-399. Business Source Premier. 25 June 2006. http://search.epnet.com.

Shale, E. A, Boylan, J. E., and F. R. Johnston. "Forecasting for intermittent demand: the estimation of an unbiased average." Journal of the Operational Research Society 57.5 (2006): 588-592. Business Source Premier. 25 June 2006. http://search.epnet.com.

Jones, Nancy Johnson. "How to Charge for Financial Planning Advice in a Broker/Dealer Environment." Journal of Financial Planning 19.4 (2006): 90-92. Business Source Premier. 25 June 2006. http://search.epnet.com.

"NYSE Begins Targeted Exams On Outsourcing Supervision." Operations Management 12.3 (2006): 17-17. Business Source Premier. 25 June 2006. http://search.epnet.com.

Berger, P. D., and A. Z. Zeng. "Single versus multiple sourcing in the presence of risks." Journal of the Operational Research Society 57.3 (2006): 250-261. Business Source Premier. 25 June 2006. http://search.epnet.com.

L. Lei, Q. Wang, and C. Fan. "Optimal business policies for a supplier—transporter—buyer channel with a price-sensitive demand." Journal of the Operational Research Society 57.3 (2006): 281-289. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Markit To Unveil New Swap Calculator For Dealers." Operations Management 12.2 (2006): 4-4. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Pershing To Unveil New Subcribe Service For Annuity Processing." Operations Management 12.2 (2006): 6-6. Business Source Premier. 25 June 2006. http://search.epnet.com.

Mishra, Debasis, and Dharmaraj Veermani. "An ascending price procurement auction for multiple items with unit supply." IIE Transactions 38.2 (2006): 127-140. Business Source Premier. 25 June 2006. http://search.epnet.com.

"How to Check Out a Broker." AAII Journal 28.2 (2006): 17-17. Business Source Premier. 25 June 2006. http://search.epnet.com.

Fiscor, Steve. "Zinc Prices Surge to 16-Year Highs." E&MJ: Engineering & Mining Journal 207.1 (2006): 80-80. Business Source Premier. 25 June 2006. http://search.epnet.com.

Stoll, Hans R. "Electronic Trading in Stock Markets." Journal of Economic Perspectives 20.1 (2006): 153-174. Business Source Premier. 25 June 2006. http://search.epnet.com.

Hung-Chang Chiu, Wen-Ruey Lee, and Ya-Ping Chao. "The development of 3G in Japan and Taiwan." International Journal of Mobile Communications 4.1 (2006): 7-7. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Morgan Stanley Undertakes Systems And Ops Overhaul For Breakpoints." Operations Management 11.31 (2005): 15-15. Business Source Premier. 25 June 2006. http://search.epnet.com.

Ulibarri, Carlos A., Anselmo, Peter C., and Mauro X. Trabatti. "Cournot model of brokered FX trading." Journal of International Financial Markets, Institutions & Money 15.5 (2005): 425-436. Business Source Premier. 25 June 2006. http://search.epnet.com.

Black, Barbara. "BROKERS AND ADVISERS — WHAT'S IN A NAME?." Fordham Journal of Corporate & Financial Law 11.1 (2005): 31-56. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Tenants-In-Common." Journal of Property Management 70.6 (2005): 5-5. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Vendor of the Year." Operations Management 11.29 (2005): 1-1. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Best Utility Technology." Operations Management 11.29 (2005): 1-1. Business Source Premier. 25 June 2006. http://search.epnet.com.

Schieffer, Julia. "Funds, Broker/Dealers Collaborate On Data Sharing Standard." Operations Management 11.28 (2005): 21-21. Business Source Premier. 25 June 2006. http://search.epnet.com.

"SEC OKs Some B/D Trades With Affiliates." Operations Management 11.28 (2005): 23-23. Business Source Premier. 25 June 2006. http://search.epnet.com.

"TFS offers property derivatives." Risk 18.9 (2005): 8-8. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Icap uses DTCC." Risk 18.9 (2005): 9-9. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Whatever happened to first-to-default baskets?." Risk 18.9 (2005): 22-22. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Property derivatives." Risk 1 Sep. 2005: 25+. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Big is beautiful." Risk 18.9 (2005): 38-39. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Overall results." Risk 18.9 (2005): 40-41. Business Source Premier. 25 June 2006. http://search.epnet.com.

"How the poll was conducted." Risk 18.9 (2005): 41-41. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Demanding disclosure." Risk 18.9 (2005): 88-90. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Sizing up the competition." Risk 18.9 (2005): 120-120. Business Source Premier. 25 June 2006. http://search.epnet.com.

Gould, Jay, and Zeeshan Ahmedani. "NASD expands fairness opinion disclosure." International Financial Law Review 24.8 (2005): 26-28. Business Source Premier. 25 June 2006. http://search.epnet.com.

"NYSE Contemplates Hybrid Market Advisory Committee." Operations Management 11.27 (2005): 6-6. Business Source Premier. 25 June 2006. http://search.epnet.com.

Paulraj, Antony, and Injazz J. Chen. "Strategic Supply Management and Dyadic Quality Performance: A Path Analytical Model." Journal of Supply Chain Management: A Global Review of Purchasing & Supply 41.3 (2005): 4-18. Business Source Premier. 25 June 2006. http://search.epnet.com.

Coe, Neil M., and Martin Hess. "The internationalization of retailing: implications for supply network restructuring in East Asia and Eastern Europe." Journal of Economic Geography 5.4 (2005): 449-473. Business Source Premier. 25 June 2006. http://search.epnet.com.

"PFPC Preps Web-Based Sales Literature Review System." Operations Management 11.26 (2005): 3-3. Business Source Premier. 25 June 2006. http://search.epnet.com.

Thompson, Duane. "Knowing When to Fold 'Em." Journal of Financial Planning 18.7 (2005): 20-23. Business Source Premier. 25 June 2006. http://search.epnet.com.

Kelvin, Jeffrey B. "SEC RELEASES FINAL RULE ON PROTECTION OF PERSONAL CLIENT INFORMATION." Journal of Financial Service Professionals 59.4 (2005): 32-33. Business Source Premier. 25 June 2006. http://search.epnet.com.

"ABD Automates Advertising For Broker/Dealers." Operations Management 11.24 (2005): 5-7. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Bytes." Operations Management 11.21 (2005): 8-8. Business Source Premier. 25 June 2006. http://search.epnet.com.

"One Year Ago In Operations Management." Operations Management 11.21 (2005): 8-8. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Fimat Acquisition Enhances Risk Management." Operations Management 11.20 (2005): 2-2. Business Source Premier. 25 June 2006. http://search.epnet.com.

"… As Q4i Spices System With Breakpoint Feature." Operations Management 11.19 (2005): 4-4. Business Source Premier. 25 June 2006. http://search.epnet.com.

"Fla. Firm Tests Surveillance Technology…." Operations Management 11.19 (2005): 4-4. Business Source Premier. 25 June 2006. http://search.epnet.com.

"MSRB To Provide Relief From 15-Minute Rule." Operations Management 11.19 (2005): 6-6. Business Source Premier. 25 June 2006. http://search.epnet.com.

"As Outsourcing Rule Is Proposed." Operations Management 11.18 (2005): 5-5. Business Source Premier. 25 June 2006. http://search.epnet.com.

"PIN Message Archiving Vendors Catch On." Operations Management 11.17 (2005): 7-7. Business Source Premier. 25 June 2006. http://search.epnet.com.

Maiden, Ben. "SEC warns companies on restating earnings." International Financial Law Review 24.5 (2005): 8-8. Business Source Premier. 25 June 2006. http://search.epnet.com.

Cox, Andrew, et al. "Sourcing Indirect Spend: A Survey of Current Internal and External Strategies for Non-Revenue-Generating Goods and Services." Journal of Supply Chain Management: A Global Review of Purchasing & Supply 41.2 (2005): 39-51. Business Source Premier. 25 June 2006. http://search.epnet.com.


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